Anti-money laundering: specimen policies and procedures

These specimen anti money laundering policies and procedures are basic examples that will require tailoring to specific circumstances. They should be read alongside guidance from regulators and adapted as required. We believe it is in the interests of practitioners to have draft documents on the basis of which, considering the guidance available, their own circumstances, and the relationship and work commitment with clients, they can draft appropriate policies for their firm.

Notifications to ACCA

Members should notify ACCA of any changes using the following forms:

Beneficial owners, officers and managers (BOOMs)

Trust or company service providers (TCSPs)