Preparing for an AML visit

Stay inspection-ready with practical guidance on AML compliance, firm-wide risk assessments and regulator expectations.

Overview

Whenever professional bodies look at compliance with aspects of practice regulation, anti-money laundering (AML) is always a key priority. This seminar will provide a practical insight into how best to prepare for such a visit and steps to take in advance to ensure a good outcome.

Key features
Speaker
Additional information

Topics covered will include:

Key areas of regulator focus for AML visits
A 10 step plan to preparing effectively
Key policies and procedures – what good looks like
Preparing and updating the firm wide risk assessment
Client due diligence – key tips and traps
Common documentation problem areas and how to address them
Important learnings from recent ACCA inspection reports

Peter Herbert

Peter qualified as a Chartered Accountant with an international accountancy firm before working in industry. He has over 20 years of training experience. Peter specialises in financial reporting, auditing, practice regulation and company law, as well as commercial awareness and business skills. He has extensive experience advising on accounting, auditing and practice regulation matters

The webinar handout material will be available on the webinar platform when you log in to view, 15 minutes before the live webinar start.

If you wish to view or download handout materials, before the day of the webinar, they will also be available through your document library on https://events.accaglobal.com.

Price

Excluding VAT 70 GBP

Location

United Kingdom

Date & time

07 December 2026, 09:30 - 12:30

Enquiries

Email enquiries UKCL@accaglobal.com

Book on ACCA

Preparing for an AML visit

Overview

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