Key Features of the Course:
This CPD session will cover:
- The key themes arising from recent AML supervisory inspections;
- The Firm-Wide Money Laundering Risk Assessment;
- AML Policies and Procedures;
- Client Risk Assessment Processes;
- Client Due Diligence (CDD), Sanctions and Beneficial Ownership checks;
- The firm’s process for identifying and reporting suspicious transactions - STRs (Suspicious Transaction Reports);
- AML training provided to the firm’s employees;
- Record-keeping systems, procedures and controls;
- Resources available on the ACCA website for members to help them implement appropriate controls.
